Man Sze Chan
陳敏思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Sze Chan (陳敏思), a licensed Responsible Officer with CE reference AZZ250. Currently licensed at 1 firm(s): Emperio Securities and Assets Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-28 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-28 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-28 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-07 | 2021-01-28 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-07 | 2021-01-28 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-07 | 2021-01-28 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-25 | 2021-01-03 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 — Asset management | 2019-07-25 | 2021-01-03 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-27 | 2019-07-22 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-22 | 2019-07-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-15 | 2019-07-22 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-15 | 2019-07-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-25 | 2016-06-06 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-14 | 2016-06-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2014-09-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-09 | 2014-03-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-31 | 2013-06-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-31 | 2013-06-01 |