Xiaolan Xu
徐曉嵐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolan Xu (徐曉嵐), a licensed former licensee with CE reference BAB245. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADV Partners Limited |
Rep | Type 4 — Advising on securities | 2021-10-19 | 2025-05-08 |
| ADV Partners Limited |
Rep | Type 1 — Dealing in securities | 2021-06-17 | 2025-05-08 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-21 | 2018-05-11 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-02-21 | 2018-05-11 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-13 | 2018-02-21 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-14 | 2018-05-11 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2014-08-06 | 2016-01-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2014-08-06 | 2016-01-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-06 | 2016-01-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-14 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-14 | 2014-06-03 |