Yixin (SFC:BAB577) Chen
陳奕昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixin (SFC:BAB577) Chen (陳奕昕), a licensed former licensee with CE reference BAB577. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-25 | 2024-11-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-25 | 2024-11-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-28 | 2015-09-21 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-31 | 2015-09-21 |