Yini Chen
陳依妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yini Chen (陳依妮), a licensed Representative with CE reference BAB811. Currently licensed at 1 firm(s): XCap Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-03 | present |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-03 | present |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-04-03 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-03 | 2022-07-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2022-07-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-03 | 2022-07-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-12-22 | 2018-01-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-12 | 2018-01-15 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-12 | 2016-12-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-22 | 2016-03-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-22 | 2016-03-29 |