Zhaohui Yu

余朝暉
CE No. BAC524 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaohui Yu (余朝暉), a licensed Responsible Officer with CE reference BAC524. Currently licensed at 2 firm(s): China Industrial Securities International Brokerage Limited, China Industrial Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
RO Type 1 — Dealing in securities 2019-04-30 present
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
RO Type 4 — Advising on securities 2019-04-30 present
China Industrial Securities International Futures Limited
興證國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2018-08-13 present
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 1 — Dealing in securities 2018-08-13 2019-04-30
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 4 — Advising on securities 2018-08-13 2019-04-30
Guoyuan Futures (Hong Kong) Limited
國元期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2016-04-20 2018-04-30
Guoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司
Rep Type 1 — Dealing in securities 2012-08-28 2018-04-30
Guoyuan Securities Brokerage (Hong Kong) Limited
國元証券經紀(香港)有限公司
Rep Type 4 — Advising on securities 2012-08-28 2018-04-30

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