Chi Yuen Law
羅志遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen Law (羅志遠), a licensed Responsible Officer with CE reference BAF301. Currently licensed at 1 firm(s): Surging Waves Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surging Waves Capital Limited 滄浪資本有限公司 |
RO | Type 4 — Advising on securities | 2026-02-13 | present |
| Surging Waves Capital Limited 滄浪資本有限公司 |
RO | Type 9 — Asset management | 2026-02-13 | present |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-15 | 2024-06-30 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-15 | 2024-06-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-27 | 2012-10-31 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-27 | 2012-10-31 |