Zheng Nie
聶政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng Nie (聶政), a licensed Responsible Officer with CE reference BAH325. Currently licensed at 1 firm(s): Nexus Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-26 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-26 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-26 | 2022-01-04 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-19 | 2020-11-26 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-19 | 2020-11-26 |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-19 | 2020-11-26 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2018-04-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2018-04-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-01 | 2018-04-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2016-06-01 | 2018-04-06 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-06-01 | 2018-04-06 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2016-06-01 | 2018-04-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-25 | 2014-10-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-08 | 2014-10-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-08 | 2014-10-11 |