Xiuke Yang
楊秀科
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiuke Yang (楊秀科), a licensed Responsible Officer with CE reference BAH518. Currently licensed at 1 firm(s): ABCI Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-07 | present |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
RO | Type 9 — Asset management | 2020-09-07 | present |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-25 | 2020-09-07 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-25 | 2020-09-07 |
| Grandbay Securities Limited 澤裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-30 | 2020-04-19 |
| Grandbay Capital Limited 澤裕資本有限公司 |
RO | Type 4 — Advising on securities | 2018-12-19 | 2020-04-19 |
| Grandbay Capital Limited 澤裕資本有限公司 |
RO | Type 9 — Asset management | 2018-12-19 | 2020-04-19 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-13 | 2017-03-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-07-13 | 2017-03-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-07-13 | 2017-03-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-27 | 2015-07-13 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-27 | 2015-07-13 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-27 | 2015-07-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-11 | 2015-03-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-11 | 2015-03-18 |