Jiayi Cao
曹佳怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiayi Cao (曹佳怡), a licensed Representative with CE reference BAJ036. Currently licensed at 1 firm(s): Profound Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Profound Capital Limited 雲川資本有限公司 |
Rep | Type 9 — Asset management | 2020-08-03 | present |
| Elephas Investment Management Limited 大象投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-31 | 2019-03-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-08 | 2017-03-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-08 | 2017-03-09 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-29 | 2014-02-21 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-29 | 2014-02-21 |