Xiaohua Chen
陳曉樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaohua Chen (陳曉樺), a licensed Responsible Officer with CE reference BAM436. Currently licensed at 1 firm(s): XHK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XHK Limited | RO | Type 1 — Dealing in securities | 2024-12-23 | present |
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2024-12-23 | present |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-23 | 2024-10-28 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-23 | 2024-10-28 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-05-23 | 2024-10-28 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-07 | 2023-05-23 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-07 | 2023-05-23 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-07 | 2023-05-23 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-07 | 2024-10-28 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-07 | 2024-10-28 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-07 | 2024-10-28 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2023-02-07 | 2024-10-28 |
| XHK Limited | RO | Type 1 — Dealing in securities | 2021-05-27 | 2023-01-15 |
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2020-07-22 | 2023-01-15 |
| XHK Limited | Rep | Type 1 — Dealing in securities | 2019-03-14 | 2021-05-27 |
| XHK Limited | Rep | Type 2 — Dealing in futures contracts | 2019-03-14 | 2020-07-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-13 | 2018-07-13 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-13 | 2018-07-13 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-03 | 2018-01-10 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-30 | 2018-01-10 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-04 | 2018-01-10 |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-23 | 2017-03-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-19 | 2015-11-12 |