Jie (SFC:BAQ986) Liu
劉潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BAQ986) Liu (劉潔), a licensed former licensee with CE reference BAQ986. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-28 | 2021-12-31 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-28 | 2021-12-31 |