Sze Wing (SFC:BAS663) Wong
黃思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wing (SFC:BAS663) Wong (黃思穎), a licensed former licensee with CE reference BAS663. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-18 | 2019-03-24 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-18 | 2019-03-24 |
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-15 | 2016-06-30 |
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-16 | 2013-12-16 |