Yueyang Hou
侯越洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yueyang Hou (侯越洋), a licensed Responsible Officer with CE reference BAT984. Currently licensed at 2 firm(s): CITIC Securities International Global Markets Limited, CLSA Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 — Advising on securities | 2025-08-01 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-29 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-10 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-24 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-11 | 2020-05-06 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2020-09-24 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-26 | 2021-12-10 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-30 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-30 | 2018-01-30 |
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2013-09-17 | 2015-06-05 |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2013-03-04 | 2015-06-05 |