Kendrick Nam Fun Lau
劉南勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kendrick Nam Fun Lau (劉南勳), a licensed former licensee with CE reference BAU635. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-25 | 2020-03-13 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-22 | 2020-03-13 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-14 | 2018-08-07 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-14 | 2018-08-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-11-18 | 2016-10-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-18 | 2016-10-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2015-11-18 | 2016-10-08 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-01 | 2013-05-31 |