Christian Dunn

CE No. BAV660 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian Dunn (), a licensed former licensee with CE reference BAV660. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
RO Type 1 — Dealing in securities 2020-03-03 2021-09-21
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
RO Type 4 — Advising on securities 2020-03-03 2021-09-21
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
RO Type 9 — Asset management 2020-03-03 2021-09-21
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
Rep Type 1 — Dealing in securities 2015-09-30 2019-03-27
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
Rep Type 4 — Advising on securities 2015-09-30 2019-03-27
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
Rep Type 9 — Asset management 2015-09-30 2019-03-27
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
RO Type 1 — Dealing in securities 2013-09-09 2015-09-30
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
RO Type 4 — Advising on securities 2013-09-09 2015-09-30
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
RO Type 9 — Asset management 2013-09-09 2015-09-30
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
Rep Type 1 — Dealing in securities 2013-06-25 2013-09-09
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
Rep Type 4 — Advising on securities 2013-06-25 2013-09-09
Ontario Teachers' Pension Plan (Asia) Limited
安大略省教師退休金計劃(亞洲)有限公司
Rep Type 9 — Asset management 2013-06-25 2013-09-09

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