Haishuo Fan
范海爍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haishuo Fan (范海爍), a licensed Representative with CE reference BAX762. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2023-08-21 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2023-08-21 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2023-08-21 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2023-07-21 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2020-08-12 | 2022-12-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-27 | 2020-08-12 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-01 | 2013-10-04 |