Luqian Dai
代露茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luqian Dai (代露茜), a licensed Representative with CE reference BAX928. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-16 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-07-16 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-03 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-03 | present |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-02 | 2021-01-11 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-02 | 2021-01-11 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-27 | 2018-07-18 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2018-07-18 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-16 | 2017-12-14 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-22 | 2014-06-05 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-22 | 2014-06-05 |