Jun Matsumoto
松本淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Matsumoto (松本淳), a licensed former licensee with CE reference BAZ871. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AFO Management Limited |
RO | Type 9 — Asset management | 2019-01-08 | 2021-08-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2017-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-09-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-04-05 | 2017-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-04-05 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-05 | 2017-09-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-05 | 2016-12-18 |