Yan Hei Chung
鍾欣熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Hei Chung (鍾欣熹), a licensed Responsible Officer with CE reference BBA105. Currently licensed at 1 firm(s): Carlyon Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Capital Limited 格理昂資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-08-06 | present |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-23 | 2021-08-15 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-17 | 2020-01-23 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-10 | 2019-05-29 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-13 | 2016-02-29 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-09 | 2015-01-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-18 | 2014-03-26 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-18 | 2014-03-26 |