Liyan Cao
操礼艳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyan Cao (操礼艳), a licensed former licensee with CE reference BBA775. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-05 | 2015-06-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-05 | 2015-06-26 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-28 | 2014-07-12 |