Shihai Guo
郭世海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shihai Guo (郭世海), a licensed Responsible Officer with CE reference BBD499. Currently licensed at 1 firm(s): ARTE Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-25 | present |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 9 — Asset management | 2024-06-25 | present |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-29 | 2024-06-25 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-29 | 2024-06-25 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-31 | 2023-10-18 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-31 | 2023-10-18 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-31 | 2023-10-18 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-13 | 2021-04-14 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-23 | 2021-04-14 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-23 | 2021-04-14 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-28 | 2019-12-31 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-28 | 2019-12-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-17 | 2015-02-16 |