Tao Weng
翁韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Weng (翁韜), a licensed former licensee with CE reference BBD584. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2023-05-08 | 2024-09-04 |
| ExodusPoint Capital Management Hong Kong, Limited | Rep | Type 9 — Asset management | 2021-01-04 | 2023-01-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-11 | 2018-08-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-18 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-18 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-18 | 2015-01-08 |