Yu Lu
魯宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Lu (魯宇), a licensed former licensee with CE reference BBE946. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gorgeous Asset Management Limited |
RO | Type 4 — Advising on securities | 2025-06-03 | 2026-04-02 |
| Gorgeous Asset Management Limited |
RO | Type 9 — Asset management | 2025-06-03 | 2026-04-02 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-22 | 2024-10-18 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 4 — Advising on securities | 2021-07-22 | 2024-10-18 |
| Yango International Financial Holdings Limited 陽光國際金融控股集團有限公司 |
RO | Type 9 — Asset management | 2021-07-22 | 2024-10-18 |
| Zhenro Securities Co. Limited 正榮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-20 | 2020-09-30 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-05 | 2020-09-30 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-05 | 2020-09-30 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-08 | 2019-11-05 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-08 | 2019-11-05 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-30 | 2019-07-26 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-30 | 2019-07-26 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-08 | 2018-04-30 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-08 | 2018-04-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-31 | 2017-08-31 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-31 | 2017-08-31 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-14 | 2016-05-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-14 | 2016-05-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-14 | 2016-05-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2015-03-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-28 | 2015-03-25 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-11 | 2014-10-19 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-11 | 2014-10-19 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-14 | 2014-03-01 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-10-16 | 2014-03-01 |
| Skybound Capital (HK) Limited 時機資本有限公司 |
Rep | Type 9 — Asset management | 2013-05-20 | 2013-09-30 |