Tracy Sou Fin Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Sou Fin Lee, a licensed Representative with CE reference BBG667. Currently licensed at 1 firm(s): Pamfleet Asset Management (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamfleet Asset Management (HK) Limited 鵬里資產管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-22 | present |
| Pamfleet Asset Management (HK) Limited 鵬里資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-22 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-10-23 | 2022-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-10-23 | 2022-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-10-23 | 2022-11-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-08 | 2018-09-08 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-08 | 2018-09-08 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2015-07-08 | 2018-09-08 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-26 | 2015-05-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-26 | 2015-05-29 |
| PSI Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2014-05-26 |
| PSI Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2013-05-20 | 2014-05-26 |