Karen Ka Yan Tse
謝嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yan Tse (謝嘉茵), a licensed Representative with CE reference BBJ219. Currently licensed at 1 firm(s): Coller Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Coller Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-08-17 | present |
| Coller Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-08-17 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-31 | 2016-04-15 |