Wenjing Zou
鄒文璟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjing Zou (鄒文璟), a licensed Responsible Officer with CE reference BBJ827. Currently licensed at 1 firm(s): China Orient International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-08 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-27 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-27 | 2022-08-08 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-29 | 2022-01-27 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-13 | 2022-01-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-15 | 2014-11-20 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-03 | 2013-08-22 |