Francisco de Borja Rodriguez-Cano Julia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francisco de Borja Rodriguez-Cano Julia ( ), a licensed former licensee with CE reference BBL071. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2017-08-30 | 2021-07-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2017-08-30 | 2021-07-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-06-24 | 2021-07-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-06-24 | 2016-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-24 | 2017-08-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-06-24 | 2021-07-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-06-24 | 2016-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-06-24 | 2017-08-30 |