Zhengxuan Shi
施正炫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengxuan Shi (施正炫), a licensed former licensee with CE reference BBP549. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C Capital Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2025-04-14 | 2025-10-10 |
| C Capital Investment Management Limited |
Rep | Type 4 — Advising on securities | 2025-04-14 | 2025-10-10 |
| C Capital Investment Management Limited |
Rep | Type 9 — Asset management | 2025-04-14 | 2025-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2016-03-24 |