Kwan Kin Kam
甘堃健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kin Kam (甘堃健), a licensed Responsible Officer with CE reference BBR458. Currently licensed at 1 firm(s): Spring Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spring Securities Limited 泉湧證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-27 | present |
| Spring Securities Limited 泉湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2023-02-27 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-06 | 2022-12-09 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-06 | 2022-12-09 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-15 | 2022-06-27 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-15 | 2022-06-27 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-18 | 2018-10-25 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-08 | 2018-10-25 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-06 | 2017-05-13 |