Xinyu Duan
段欣宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyu Duan (段欣宇), a licensed former licensee with CE reference BBS609. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-06 | 2017-07-14 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-07-06 | 2017-07-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-08-12 | 2015-06-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-08-12 | 2015-06-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2013-08-12 | 2015-06-05 |