Stuart Hau
侯振榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Hau (侯振榮), a licensed Representative with CE reference BBT270. Currently licensed at 1 firm(s): Optiver Trading Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-10-30 | present |
| Optiver Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-10-30 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-11-01 | 2019-11-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2019-11-01 | 2019-11-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-05 | 2018-09-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-05 | 2016-10-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2013-08-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-26 | 2013-08-30 |