Shaoxuan Yang
楊劭軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoxuan Yang (楊劭軒), a licensed Representative with CE reference BBT320. Currently licensed at 1 firm(s): Bain Capital Private Equity (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital Private Equity (Asia) Limited 貝恩投資私募股權(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-18 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-15 | 2018-07-17 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-15 | 2018-07-17 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-04-15 | 2018-07-17 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-17 | 2016-04-02 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-17 | 2016-04-02 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-17 | 2016-04-02 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-21 | 2015-07-17 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-21 | 2015-07-17 |