Wilson Wai Shun Har
夏偉舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilson Wai Shun Har (夏偉舜), a licensed former licensee with CE reference BBT689. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2017-12-22 | 2025-12-31 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 2 — Dealing in futures contracts | 2017-12-22 | 2025-12-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-19 | 2017-12-17 |
| Prunus Capital Management Limited 清友資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-06 | 2016-08-31 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-18 | 2016-05-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-08-23 | 2016-01-29 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-23 | 2016-01-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-08-23 | 2016-01-29 |