Wing Yu (SFC:BBT845) Chan
陳泳如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yu (SFC:BBT845) Chan (陳泳如), a licensed former licensee with CE reference BBT845. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-24 | 2020-08-10 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-02-22 | 2017-04-29 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-23 | 2017-04-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2014-08-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-27 | 2014-08-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-27 | 2014-08-01 |