Ka On Kam
甘家安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka On Kam (甘家安), a licensed Representative with CE reference BCB658. Currently licensed at 1 firm(s): New Harvest Wealth Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-06 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-06 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 9 — Asset management | 2023-02-06 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-11 | 2022-01-07 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-11 | 2022-01-07 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-11 | 2022-01-07 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-16 | 2021-07-23 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 9 — Asset management | 2020-10-16 | 2021-07-23 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-18 | 2021-07-23 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-03 | 2020-09-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-06 | 2020-04-19 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-06 | 2020-04-19 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-07 | 2017-08-18 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-17 | 2016-02-26 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-17 | 2016-02-26 |