Yi (SFC:BCC489) Sun
孫毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BCC489) Sun (孫毅), a licensed former licensee with CE reference BCC489. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-24 | 2023-03-08 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-24 | 2023-03-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-16 | 2015-07-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-01 | 2015-07-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-01 | 2015-07-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-09 | 2014-02-15 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-21 | 2014-02-15 |