Kwong Ming Wan
溫光明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ming Wan (溫光明), a licensed Responsible Officer with CE reference BCD636. Currently licensed at 2 firm(s): Kingsway Financial Services Group Limited, Kingsway Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-14 | present |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-08-14 | present |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-29 | 2024-08-14 |
| Sorrento Capital Limited 擎天資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-09 | 2022-07-07 |
| TC Capital International Limited 天財資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-17 | 2019-06-26 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-02 | 2015-11-30 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-16 | 2015-02-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-16 | 2015-02-24 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-28 | 2014-01-14 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-28 | 2014-01-14 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-28 | 2014-01-14 |