Rui Cai
蔡瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Cai (蔡瑞), a licensed former licensee with CE reference BCE753. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-02 | 2024-12-10 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-24 | 2022-11-25 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-20 | 2020-04-16 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-17 | 2018-01-19 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-06-17 | 2018-01-19 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-21 | 2015-05-30 |