Xiaodan (SFC:BCE756) Zhu
朱曉丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodan (SFC:BCE756) Zhu (朱曉丹), a licensed former licensee with CE reference BCE756. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-14 | 2016-12-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-10-29 | 2014-10-20 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-10-29 | 2014-10-20 |