Alex Yapp Lee
李立德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yapp Lee (李立德), a licensed former licensee with CE reference BCH647. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-21 | 2016-05-18 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-21 | 2016-05-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-14 | 2014-10-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-11-14 | 2014-10-23 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-14 | 2014-10-23 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2013-11-14 | 2014-10-23 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-11-14 | 2014-10-23 |