Yu Wai Li
李予偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wai Li (李予偉), a licensed former licensee with CE reference BCI798. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CA Premium International (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2017-07-04 | 2019-07-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-02 | 2017-06-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-02 | 2017-06-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-06-02 | 2016-10-31 |
| CA Premium International (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2014-02-19 | 2016-05-21 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-16 | 2016-05-21 |