Yeong Shang Loh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeong Shang Loh, a licensed Responsible Officer with CE reference BCJ382. Currently licensed at 1 firm(s): Neo Risk Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | Type 4 — Advising on securities | 2020-03-25 | present |
| Neo Risk Investment Advisors Limited | RO | Type 9 — Asset management | 2020-03-25 | present |
| Neo Risk Investment Advisors Limited | Rep | Type 9 — Asset management | 2018-11-12 | 2020-03-25 |
| Neo Risk Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2018-08-10 | 2020-03-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-31 | 2018-06-14 |