Chau Pang Wong
黃州鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Pang Wong (黃州鵬), a licensed former licensee with CE reference BCL485. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-06 | 2025-04-22 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
RO | Type 9 — Asset management | 2019-12-06 | 2025-04-22 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-02 | 2019-12-06 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-02 | 2019-12-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-11-27 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-07 | 2019-11-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-09 | 2017-10-02 |