Lingyan Wan
万玲豔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingyan Wan (万玲豔), a licensed Responsible Officer with CE reference BCL741. Currently licensed at 1 firm(s): LAV Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LAV Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2022-05-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-11-19 | 2020-06-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-11-19 | 2020-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-11-19 | 2020-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-10-22 | 2020-06-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-27 | 2018-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-03-16 | 2017-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-03-16 | 2017-08-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-02 | 2015-02-27 |