Maggie Lu
路曼蕓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maggie Lu (路曼蕓), a licensed former licensee with CE reference BCN441. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 1 — Dealing in securities | 2017-11-01 | 2020-07-31 |
| American Century Investment Management (Asia Pacific) Limited |
Rep | Type 4 — Advising on securities | 2017-11-01 | 2020-07-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2017-10-06 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-19 | 2017-10-06 |