Kai Ming (SFC:BCO596) Lee
李啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming (SFC:BCO596) Lee (李啟明), a licensed former licensee with CE reference BCO596. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-12-21 | 2019-07-03 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-27 | 2014-04-30 |