Ci Song
宋辭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ci Song (宋辭), a licensed former licensee with CE reference BCT672. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2021-03-18 | 2023-05-03 |
| Sinostone Capital Management Company Limited 信石資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-20 | 2020-10-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-10 | 2015-06-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-20 | 2014-03-13 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-20 | 2014-03-13 |