Royce Tsing Yiu Wan
溫證堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Royce Tsing Yiu Wan (溫證堯), a licensed former licensee with CE reference BCW439. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSpro (Hong Kong) Limited 高普科技金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-31 | 2024-09-13 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-07 | 2020-02-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-09 | 2020-02-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-08 | 2017-12-29 |