Daniel da Lian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel da Lian ( ), a licensed former licensee with CE reference BCW815. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-10-09 | 2026-02-25 |
| Rockhampton Management Limited | RO | Type 9 — Asset management | 2022-10-11 | 2023-05-22 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2016-09-08 | 2022-10-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-04 | 2016-08-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-04 | 2016-08-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-06-04 | 2015-09-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-06-04 | 2015-09-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-02-17 | 2014-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-02-17 | 2014-02-21 |