Rockhampton Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockhampton Management Limited, a Hong Kong-based licensed corporation with CE reference AWF343. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 7 (total recorded over time: 31). Earliest licence on file: 2011-01-26.
Registered address
Unit 1509, 15/F, The Center, 99 Queens Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2011-01-26 | present |
| Type 9 — Asset management | 2011-01-26 | present |
Licensed staff (all-time) (31)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Eric Donald Forday | RO 4, 9 | 2011-01 | Present |
| Denise Tan Nei Hu 胡妲妮 | RO 4, 9 | 2011-01 | Present |
| Dora Wan Chong Hung 熊韞莊 | RO 9 | 2011-01 | 2016-03 |
| Ming Ho Lau 劉明皓 | RO 4, 9 Rep 4, 9 | 2011-01 | Present |
| Daniel da Lian | RO 9 Rep 9 | 2016-09 | 2023-05 |
| Sharon Lai York | RO 4, 9 | 2011-01 | 2021-06 |
| Kamni Bharwani | Rep 4, 9 | 2011-01 | Present |
| Gregoire Daniel Remi Brillaud | Rep 4, 9 | 2011-09 | 2012-10 |
| Lily Yi Yuen Chan 陳宜宛 | Rep 4, 9 | 2011-01 | 2012-04 |
| Matthew Hilton Dalgety | Rep 4, 9 | 2011-01 | 2017-03 |
| Gaurav (SFC:BHK454) Gupta | Rep 9 | 2021-05 | 2023-05 |
| Han Shen Frank Hu 胡翰紳 | Rep 4, 9 | 2024-09 | Present |
| Pau Lam Kim | Rep 9 | 2015-06 | 2016-02 |
| Leilani Sai Ki Lam 林世淇 | Rep 4, 9 | 2012-02 | 2012-07 |
| Hiu Ching Kathy Lau 劉曉晴 | Rep 9 | 2021-05 | 2023-05 |
| Jinchul Lee 李鎮喆 | Rep 4, 9 | 2011-01 | 2011-06 |
| Lydia Wing Hang Leung 梁詠恆 | Rep 4, 9 | 2011-01 | Present |
| Ho Fung Alvin Liu 廖浩鋒 | Rep 9 | 2022-01 | 2023-05 |
| Michael Edward Lockrow | Rep 9 | 2014-02 | 2014-09 |
| Szu-Ying Lu 盧思穎 | Rep 9 | 2014-09 | 2020-09 |
| Shengshen Nie 聶晟申 | Rep 9 | 2018-05 | 2021-04 |
| Chin Aisling Ong | Rep 9 | 2019-07 | 2021-05 |
| Xin Qi 齊新 | Rep 9 | 2014-05 | 2020-03 |
| Yong Ho Roh 盧龍鎬 | Rep 9 | 2022-03 | 2023-05 |
| Gillian Shek 石家欣 | Rep 4, 9 | 2011-01 | 2012-07 |
| Tomoyuki Togo | Rep 4, 9 | 2011-04 | 2020-06 |
| Queenie Tsoi 蔡培郡 | Rep 9 | 2016-11 | Present |
| Kenneth Ka Nin Wan 溫嘉年 | Rep 4, 9 | 2011-01 | 2017-05 |
| Jonathan Wai Tun Wong | Rep 9 | 2017-06 | 2019-06 |
| Yuhao Xiang 向宇豪 | Rep 9 | 2021-05 | 2023-05 |
| Yan Ki Yiu 姚欣岐 | Rep 9 | 2021-05 | 2023-05 |
Showing 1–31 of 31
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